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Lydia Varga

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-22
TX RA APPROVED 2023-05-22
  • CA RA
    APPROVED
    Since 2023-05-22
  • TX RA
    APPROVED
    Since 2023-05-22

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 06/2014 03/2019
Morgan Stanley & Co.,Llc Los Angeles CA 03/2019 03/2023
Jpmorgan Chase Bank, Na Los Angeles CA 04/2023 Present
Jpmorgan Securities Llc Los Angeles CA 04/2023 Present
  • 06/2014 → 03/2019
    Morgan Stanley
    Los Angeles, CA
  • 03/2019 → 03/2023
    Morgan Stanley & Co.,Llc
    Los Angeles, CA
  • 04/2023 → Present
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 04/2023 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
Previous Registrations
  • 2014-07-02 → 2019-03-12
    Morgan Stanley
    Los Angeles, CA
    Los Angeles, CA
    Purchase, NY
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-22
S63 Uniform Securities Agent State Law Examination 2005-03-14
  • S65 Uniform Investment Adviser Law Examination
    2023-05-22
  • S63 Uniform Securities Agent State Law Examination
    2005-03-14
Other Names
  • Lydia Vargova
  • Lydia V. Rodriguez
  • Lydia Rodriguez

View on SEC IAPD

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