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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-21
TX RA APPROVED 2017-02-07
MI RA APPROVED 2016-04-27
  • FL RA
    APPROVED
    Since 2018-08-21
  • TX RA
    APPROVED
    Since 2017-02-07
  • MI RA
    APPROVED
    Since 2016-04-27

Branch Locations

333 Bridge St Nw Ste 1000, Grand Rapids, MI 49504 • United States

Ada, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Grand Rapids MI 01/2016 Present
Other Businesses

Name: K&M Transport, Inc; Not investment-related; Address: 5281 East Woodmeade CT, Ada, MI 49301; Nature: Private Company; Role: President; Start date: 7/1/18; Appx hrs: 4 hours/week; Hrs during trading: 0 hours/week; Duties: Manage books and compliance Name/Address: Grand Rapids Ballet / 341 Ellsworth Ave SW, Grand Rapids, MI 49503 Start date: 9/23/19 Hours spent: 2 hours per month Hours spent during trading Hours: None Role/Responsibility: I will be on the board of directors as Treasurer. We will do strategic planning for the ballet. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-22
  • S66 Uniform Combined State Law Examination
    2016-04-22

View on SEC IAPD

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