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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-03-04
TX RA APPROVED 2020-03-02
  • NE RA
    APPROVED
    Since 2020-03-04
  • TX RA
    APPROVED
    Since 2020-03-02

Branch Locations

401 East Ave, Holdrege, NE 68949 • United States

105 West Main, Norton, KS 67654 • United States

120 W. Mill, Plainville, KS 67663 • United States

101 E Cherry St., Hill City, KS 67642 • United States

801 Main, Hoxie, KS 67740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Holdrege NE 01/2016 02/2020
Securities America Advisors Holdrege NE 02/2016 02/2020
The First State Bank Holdrege NE 12/2015 Present
Lpl Financial Llc Holdrege NE 02/2020 Present
  • 01/2016 → 02/2020
    Securities America Inc
    Holdrege, NE
  • 02/2016 → 02/2020
    Securities America Advisors
    Holdrege, NE
  • 12/2015 → Present
    The First State Bank
    Holdrege, NE
  • 02/2020 → Present
    Holdrege, NE
Previous Registrations
  • 2016-02-29 → 2020-03-02
    Securities America Advisors, Inc.
    Holdrege, NE
Other Businesses

1)3/2/20- FSB Investment Center- DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)-100% 2) 5/6/2020 - Security Benefit - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/04/2020 - 4 Hours Per Month During Securities Trading. 3) 5/7/2020 - TNBC and Premier Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/06/2020 - 10 Hours Per Month During Securities Trading. 4) 8/31/2021 - YMCA of the Prairie - Not Investment Related - 1415 Broadway St., Holdrege, NE 68949 - Outside/W-2 Employment - Exercise Leader - Started 08/01/2021 - 12 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2016-02-25

View on SEC IAPD

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