Thuong Anh Pham

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2020-02-20

WA RA
APPROVED

Since 2020-02-20

Branch Locations

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Bellevue	WA	02/2018	Present
Unemployed	Mccordsville	IN	12/2017	01/2018
Purdue University	West Lafayette	IN	08/2017	12/2017
Cabela's	Noblesville	IN	06/2017	08/2017
Purdue University	West Lafayette	IN	09/2016	05/2017
Bison Financial Group	Lafayette	IN	01/2016	09/2016
Charles Schwab Bank	Bellevue	WA	11/2019	Present

02/2018 → Present

Charles Schwab & Co., Inc.

Bellevue, WA
12/2017 → 01/2018

Unemployed

Mccordsville, IN
08/2017 → 12/2017

Purdue University

West Lafayette, IN
06/2017 → 08/2017

Cabela's

Noblesville, IN
09/2016 → 05/2017

Purdue University

West Lafayette, IN
01/2016 → 09/2016

Bison Financial Group

Lafayette, IN
11/2019 → Present

Charles Schwab Bank

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-18

S66 Uniform Combined State Law Examination

2019-01-18

Other Names

Thuong Pham
Nick A Pham
Thuong A Pham

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews