Malcolm Joseph Eustis

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch	Punta Gorda	FL	01/2016	01/2019
Unemployed	Saratoga Springs	NY	01/2019	05/2019
Halliday Financial	Clifton Park	NY	05/2019	10/2020
Unemployed	Saratoga Springs	NY	10/2020	11/2020
Mohawk Fine Papers Inc	Cohoes	NY	11/2020	02/2021
Unemployed	Saratoga Springs	NY	02/2021	07/2021
Steven Tennant	Ballston Lake	NY	07/2021	01/2025
Unemployed	Ballston Spa	NY	01/2025	03/2025
Edward Moyzes	Manhattan Beach	CA	03/2025	04/2025
Edward Moyzes	Manhattan Bch	CA	04/2025	Present
Northwestern Mutual Investment Services Llc	Manhattan Bch	CA	04/2025	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	06/2025	Present

01/2016 → 01/2019

Merrill Lynch

Punta Gorda, FL
01/2019 → 05/2019

Unemployed

Saratoga Springs, NY
05/2019 → 10/2020

Halliday Financial

Clifton Park, NY
10/2020 → 11/2020

Unemployed

Saratoga Springs, NY
11/2020 → 02/2021

Mohawk Fine Papers Inc

Cohoes, NY
02/2021 → 07/2021

Unemployed

Saratoga Springs, NY
07/2021 → 01/2025

Steven Tennant

Ballston Lake, NY
01/2025 → 03/2025

Unemployed

Ballston Spa, NY
03/2025 → 04/2025

Edward Moyzes

Manhattan Beach, CA
04/2025 → Present

Edward Moyzes

Manhattan Bch, CA
04/2025 → Present

Northwestern Mutual Investment Services Llc

Manhattan Bch, CA
06/2025 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

2021-07-05 → 2025-01-06

Northwestern Mutual Investment Services, Llc

Ballston Lake, NY
2020-01-17 → 2020-10-15

Tsa Management Inc

Clifton Park, NY

Glen Head, NY
2016-06-15 → 2019-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Punta Gorda, FL

Port Charlotte, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-13

Other Firms