Kevin Michael Farshchi

Neuberger Berman Bd LLC

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Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-01
WA	RA	APPROVED	2026-01-01

NY RA
APPROVED

Since 2026-01-01
WA RA
APPROVED

Since 2026-01-01

Branch Locations

Seattle, WA • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Piper Jaffray & Co.	Chicago	IL	01/2016	08/2019
Wells Fargo Securities, Llc	New York	NY	08/2019	05/2021
Vulcan Capital, Llc	Seattle	WA	06/2021	12/2021
Cercano Management, Llc	Bellevue	WA	01/2022	12/2024
Neuberger Berman, Llc	New York	NY	03/2025	Present

01/2016 → 08/2019

Piper Jaffray & Co.

Chicago, IL
08/2019 → 05/2021

Wells Fargo Securities, Llc

New York, NY
06/2021 → 12/2021

Vulcan Capital, Llc

Seattle, WA
01/2022 → 12/2024

Cercano Management, Llc

Bellevue, WA
03/2025 → Present

Neuberger Berman, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-27
S63	Uniform Securities Agent State Law Examination	2016-04-08

S66 Uniform Combined State Law Examination

2025-12-27
S63 Uniform Securities Agent State Law Examination

2016-04-08

Other Names

Kevin Farshchi
Kevin Michael Farshchi

View on SEC IAPD

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