Andrew Pudwill

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2016-09-15

MN RA
APPROVED

Since 2016-09-15

Branch Locations

Eagan, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	01/2016	03/2020
American Enterprise Investment Services Inc. (26506)	Minneapolis	MN	02/2022	Present
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

01/2016 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
02/2022 → Present

American Enterprise Investment Services Inc. (26506)

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

Name of Activity: Owning/Operating Telaris LLC; Date Activity Started/Modified/Ended: 7/16/2024; Type of Activity: Small Business; Role/Relationship: Owner/ Proprietor; Responsibilities: Acquiring clients and setting them up on the software; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-15

S66 Uniform Combined State Law Examination

2016-09-15

Other Names

Andrew J Pudwill

View on SEC IAPD