Irma Y Correa

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2025-03-12
TX	RA	APPROVED_RES	2025-03-06
AZ	RA	APPROVED	2024-06-14

VI RA
APPROVED

Since 2025-03-12
TX RA
APPROVED_RES

Since 2025-03-06
AZ RA
APPROVED

Since 2024-06-14

Branch Locations

Mesa, AZ • United States

6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Newport Beach	CA	04/2009	03/2024
Rbc Capital Markets, Llc	Scottsdale	AZ	06/2024	Present

04/2009 → 03/2024

Stifel Nicolaus & Co Inc

Newport Beach, CA
06/2024 → Present

Rbc Capital Markets, Llc

Scottsdale, AZ

Previous Registrations

2009-04-28 → 2024-03-25

Stifel, Nicolaus & Company, Incorporated

Phoenix, AZ

Newport Beach, CA

Mission Viejo, CA

Irvine, CA

Phoenix, AZ

Santa Fe, NM
2008-01-01 → 2009-04-21

Wells Fargo Clearing Services, Llc

Irvine, CA
2007-02-28 → 2008-01-01

A. G. Edwards & Sons, Inc.

Irvine, CA

St. Louis, MO

Other Businesses

(1) NAME OF ENTITY: Owner of Rental Property ADDRESS: 8517 E Indigo St Mesa Arizona 85207 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Nov 01, 2025 CAPACITY: Owner DUTIES: Renting my own condo HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-19

S66 Uniform Combined State Law Examination

2007-02-19

Other Names

Irma Y. Correa-Garza
Irma Y. Correa
Irma Correa
Irma Y Correa
Irma Y Correa-Perez

View on SEC IAPD