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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-05-09
  • PA RA
    APPROVED
    Since 2022-05-09

Branch Locations

486 Royer Drive Suite 105, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lancaster PA 02/2018 10/2020
Wells Fargo Bank, Na Lancaster PA 03/2013 02/2018
Raymond James Financial Services, Inc. Lancaster PA 10/2020 Present
Fulton Bank Lancaster PA 10/2020 Present
Raymond James Financial Services Advisors Lancaster PA 05/2022 Present
Catscratch Reader Akron PA 10/2020 Present
  • 02/2018 → 10/2020
    Wells Fargo Advisors Llc
    Lancaster, PA
  • 03/2013 → 02/2018
    Wells Fargo Bank, Na
    Lancaster, PA
  • 10/2020 → Present
    Raymond James Financial Services, Inc.
    Lancaster, PA
  • 10/2020 → Present
    Fulton Bank
    Lancaster, PA
  • 05/2022 → Present
    Raymond James Financial Services Advisors
    Lancaster, PA
  • 10/2020 → Present
    Catscratch Reader
    Akron, PA
Previous Registrations
Other Businesses

1) Name of Business: Fulton Financial Advisors Address: 486 Royer Dr Suite 105, Lancaster, PA, 17601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/19/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: sales, investments, service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
S63 Uniform Securities Agent State Law Examination 2016-04-12
  • S66 Uniform Combined State Law Examination
    2022-04-26
  • S63 Uniform Securities Agent State Law Examination
    2016-04-12
Other Names
  • Brian Beversluis

View on SEC IAPD

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