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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-15
TX RA APPROVED_RES 2025-05-15
  • OH RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

2465 Executive Park Blvd, Fairborn, OH 45324 • United States

161 Carrie Drive, Wilmington, OH 45177 • United States

521 Xenia Ave, Dayton, OH 45410 • United States

1137 W Third St, Dayton, OH 45402 • United States

3620 Colonel Glenn Hwy Rm 180, Dayton, OH 45435 • United States

1 S Main St Ste H, Dayton, OH 45402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 04/2016 06/2018
Freeman Heyne Toma, Llc Cincinnati OH 10/2017 06/2018
Cuso Financial Services, Lp San Diego CA 06/2018 05/2025
Wirght-Patt Credit Union Cincinnati OH 06/2018 Present
Lpl Financial Llc Wilmington OH 05/2025 Present
  • 04/2016 → 06/2018
    Cetera Advisors Llc
    Denver, CO
  • 10/2017 → 06/2018
    Freeman Heyne Toma, Llc
    Cincinnati, OH
  • 06/2018 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 06/2018 → Present
    Wirght-Patt Credit Union
    Cincinnati, OH
  • 05/2025 → Present
    Wilmington, OH
Previous Registrations
  • 2018-06-11 → 2025-05-15
    Cuso Financial Services, L.P.
    Fairborn, OH
    Wilmington, OH
  • 2016-11-07 → 2018-06-12
    Cetera Advisors Llc
    Cincinnati, OH
Other Businesses

1- 05/15/2025 - WPCU Retirement Solutions - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 04/23/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-01
  • S66 Uniform Combined State Law Examination
    2016-11-01

View on SEC IAPD

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