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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Renton | WA | 03/2021 | 11/2021 |
| Wells Fargo Bank, Na | Renton | WA | 04/2012 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Renton | WA | 05/2022 | 11/2023 |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 11/2023 | 02/2026 |
| U.S. Bank | Kent | WA | 11/2023 | Present |
| U.S. Bancorp Advisors, Llc | Kent | WA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-01 |
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