Thomas J Randt

4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-10-23
CA	RA	APPROVED	2024-10-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	01/2016	03/2019
Bank Of America, N.A.	Chandler	AZ	09/2017	03/2019
Mutual Of America Life Insurance Co.	Phoenix	AZ	04/2019	03/2021
T3 Trading Group,Llc	New York	NY	03/2021	10/2021
Randt & Co Llc	Mesa	AZ	04/2021	10/2021
Charles Schwab & Co., Inc.	Phoenix	AZ	10/2021	09/2024
Charles Schwab Bank, Ssb	Phoenix	AZ	10/2021	09/2024
Sparta Wealth Partners	Mesa	AZ	09/2024	Present

01/2016 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
09/2017 → 03/2019

Bank Of America, N.A.

Chandler, AZ
04/2019 → 03/2021

Mutual Of America Life Insurance Co.

Phoenix, AZ
03/2021 → 10/2021

T3 Trading Group,Llc

New York, NY
04/2021 → 10/2021

Randt & Co Llc

Mesa, AZ
10/2021 → 09/2024

Charles Schwab & Co., Inc.

Phoenix, AZ
10/2021 → 09/2024

Charles Schwab Bank, Ssb

Phoenix, AZ
09/2024 → Present

Sparta Wealth Partners

Mesa, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-29