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Erin Elizabeth Ventura

Ubs Financial Services Inc.

Cleveland, OH

Westlake, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-29
TX RA APPROVED 2021-11-26
OH RA APPROVED 2016-11-21
  • FL RA
    APPROVED
    Since 2021-11-29
  • TX RA
    APPROVED
    Since 2021-11-26
  • OH RA
    APPROVED
    Since 2016-11-21

Branch Locations

600 Superior Ave East 27Th Floor, Cleveland, OH 44114 • United States

Westlake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Rocky River OH 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
  • S66 Uniform Combined State Law Examination
    2016-11-19
Designations
Other Names
  • Erin Elizabeth Mcbride

View on SEC IAPD

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FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
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AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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