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10 N. Third Street, Geneva, IL 60134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Geneva | IL | 02/2016 | 05/2019 |
| Lpl Financial, Llc | Geneva | IL | 05/2019 | Present |
| The Retirement Network Ltd | Geneva | IL | 05/2019 | Present |
1. 08/21/2019 - The Retirement Network, Ltd - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading. 2)09/03/2019 - The Retirement Network Ltd - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date: 11/29/2017 - 20 Hrs/Mth - 20 Hrs During Trading.I provide administrative support to The Retirement Network Ltd, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/12/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/4/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 4. 9/9/2020 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 08/2020 - 20 Hours Per Month During Securities Trading - I provide administrative support to Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 05/22/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-08 |
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