Maxwell James Loeb

Current Employers

Employment History

• 03/2016 → Present
  Kestra Investment Services, Llc.
  Valhalla, NY
• 07/2016 → Present
  Kestra Advisory Services, Llc.
  Valhalla, NY

Other Businesses

Business Name: Westchester Benefit Group, Inc. Investment Related: Yes Address: 500 Summit Lake Drive Suite 120 Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Adviser Start Date: 8/10/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning for clients including insurance and investment advice. Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Pkway Bldg 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/11/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Advising clients on investments Business Name: 'Waterway Wealth Advisors' Investment Related: Yes Address: 500 Summit Lake Dr. Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Director of Financial Planning Start Date: 3/1/2021 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Same as existing duties. Financial Advisor marketed under DBA ROBERT S. LOEB, LLC POSITION: Owner/Partner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2022 ADDRESS: 500 Summit Lake Dr., Valhalla NY 10595, United States DESCRIPTION: I have no duties. I was assigned 99% ownership for estate planning purposes. WESTCHESTER BENEFIT GROUP, INC. POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 08/10/2015 ADDRESS: 500 Summit Lake Drive Suite 120, Valhalla NY 10595, United States DESCRIPTION: Financial planning for clients including insurance and investment advice. THE CLASSIC 15E LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2022 ADDRESS: 25 Forest St, 15E, Stamford CT 06901, United States DESCRIPTION: Rent out the unit, collect rent, maintain property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-23
• S63 Uniform Securities Agent State Law Examination
  2016-07-09

Designations