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Middleton, ID • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-30 |
| OH | RA | APPROVED | 2024-05-29 |
Branch Locations
Middleton, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 02/2014 | 10/2019 |
| Unemployed | Cincinnati | OH | 10/2019 | 12/2019 |
| Western Southern Life | Loveland | OH | 12/2019 | 07/2020 |
| W&S Brokerage Services | Cincinnati | OH | 01/2020 | 07/2020 |
| Kestra Financial, Inc. | Cincinnati | OH | 07/2020 | 09/2021 |
| Hcm Wealth Advisors | Cincinnati | OH | 09/2021 | 03/2024 |
| Sound Advisory, Llc | Eagle | ID | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-01 |
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