Ray A Stephens

Current Employers

Employment History

• 11/2004 → 10/2019
  1St Global Capital Corp
  Lamesa, TX
• 01/1985 → Present
  Stephens,Stephens, & Telchik, Pc
  Lamesa, TX
• 10/2005 → 10/2019
  1St Global Advisors, Inc.
  Lamesa, TX
• 06/2007 → 09/2025
  Avantax Insurance Services, Inc.
  Lamesa, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Lemesa, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Lamesa, TX
• 11/2005 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Lamesa, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lamesa, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Lamesa, TX
• 2005-10-11 → 2019-10-25
  1St Global Advisors Inc
  Lamesa, TX

Other Businesses

1) S & C OIL CO POSITION: PRESIDENT NATURE: WHOLESALE AND RETAIL FUEL DISTRIBUTOR INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 212 S HOUSTON AVE, LAMESA TX 79331, United States DESCRIPTION: I AM THE OWNER. I ALSO ORDER FUEL FOR BOTH WHOLESALE AND RETAIL OPERATIONS. I COMPLETE THE STATE AND FEDERAL FUEL TAX RETURNS FOR THE BUSINESS. I ASSIST WITH THE MONTHLY ACCOUNTS RECEIVABLE AND BILLING PREPARATION. 2) S E & RAY STEPHENS FARMS; POSITION: PARTNER NATURE: Family Farm Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: Lamesa TX 79331, US; Family Farm Partnership 3) STEPHENS,STEPHENS, & TELCHIK, PC; POSITION: CPA/SHAREHOLDER NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1985; CPA firm. 4) MARGARET & RAY STEPHENS FARMS; PARTNER NATURE: Family Farm Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: Lamesa TX 79331, US: Family Farm Partnership. 5) SST WEALTH MANAGEMENT; OWNER NATURE: WEALTH MANAGEMENT SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2005; Provide financial services to clients.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-24