Brent Wayne Derossett

Current Employers

Employment History

• 12/2013 → Present
  Advocate Cpa & Advisors, Llc.
  Branson, MO
• 01/2016 → 12/2019
  Saxony Capital Management
  Saint Louis, MO
• 10/2019 → 12/2023
  Ohio National Financial Services
  Cincinnati, OH
• 01/2020 → 12/2023
  The On Equity Sales Company
  Cincinnati, OH
• 01/2024 → Present
  Saxony Securities, Inc.
  St. Louis, MO
• 01/2024 → Present
  Saxony Capital Management
  St. Louis, MO

Previous Registrations

• 2020-01-13 → 2023-12-31
  On Investment Management Co
  Branson, MO
• 2016-01-13 → 2019-12-31
  Saxony Capital Management, Llc
  Ozark, MO
  Branson, MO
  Saint Louis, MO

Other Businesses

1)Advocate CPAs & Advisors, LLC; non-investment related; 800 State Highway 248 4-F, Branson, MO 65616; CPA and Tax firm; owner; 12/2013; 170 hrs/month during trading hours; managing partner. 2)Honor Best Enterprises, LLC; non-investment related; 3508; N Wakefield, Ozark, MO 65721; rental property; co-owner; 12/2012; 5 hrs/month during non-trading hours; manages rental properties 3)Villages of Hillstone HOA; non-investment related; 3516 N Wakefield Dr, Ozark, MO 65721; Homeowner association; Board member; 11/01/2022; 2 hours/month, 0 during trading hours; on the board of directors and serves as treasurer of residential homeowner association 4)Penthouse Condominium COA, Inc.; non-investment related; 1370 W Tracker Rd, Nixa, MO 65714; property owners association; board member and president; 1/01/2014; 1 hr/month, 0 during trading hours; volunteer position, condo development 5)The Promenade COA, Inc.; non-investment related; 3000 Green Mtn Dr, Ste 107-415, Branson, MO 65616; property owners association; director; 11/04/2023; 1 hr/month, 0 during trading hours; volunteer position, condo development 6)Advocate Counseling LLC; non-investment related; 5507 N Farmer Branch Rd, Ozark, MO 65721; LLC entity owned by spouse, Debra DeRossett, who is licensed professional counselor- Brent has agent authority for banking purposes; agent and accountant; 9/11/2020; 1 hr/month, 0 during trading hours; volunteer position, has deposit account authority 7)Advocate CPAs & Advisors, LLC; DBA for investment related business 8)Veritas Accounting of the Ozarks, LLC,; non-investment related, 1401 Tracker Rd., Nixa, MO 65714, co-owner, 01/01/2014, 12hr/mo, 3 hours during trading hours, accounting services

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-07-14
• S65 Uniform Investment Adviser Law Examination
  2015-11-05