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Daniel Matthews

High Peaks Wealth Strategies

Parker, CO

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Current Employers
High Peaks Wealth Strategies

Parker, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-21
  • CO RA
    APPROVED
    Since 2025-02-21

Branch Locations

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Denver CO 04/2016 03/2018
Nylife Securities Llc Denver CO 04/2018 01/2024
Matthews Pharmacy Ellenville NY 01/2023 Present
Eagle Strategies Llc Denver CO 06/2018 01/2024
Cetera Advisor Networks Llc El Segundo CA 01/2024 10/2024
Cetera Investment Advisers Llc Schaumburg IL 01/2024 10/2024
High Peaks Wealth Management Llc Dba High Peaks Wealth Strateg Parker CO 01/2025 Present
Massmutual Life Insurance Company Denver CO 07/2015 03/2018
  • 04/2016 → 03/2018
    Denver, CO
  • 04/2018 → 01/2024
    Nylife Securities Llc
    Denver, CO
  • 01/2023 → Present
    Matthews Pharmacy
    Ellenville, NY
  • 06/2018 → 01/2024
    Denver, CO
  • 01/2024 → 10/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2024 → 10/2024
    Schaumburg, IL
  • 01/2025 → Present
    High Peaks Wealth Management Llc Dba High Peaks Wealth Strateg
    Parker, CO
  • 07/2015 → 03/2018
    Massmutual Life Insurance Company
    Denver, CO
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: DANIEL MATTHEWS INDEPENDENT AGENT INVESTMENT RELATED: YES ADDRESS: PARKER, CO NATURE OF BUSINESS: INSURANCE SALES - SELLING INSURANCE PRODUCTS START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER MONTH: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 NAME OF OTHER BUSINESS: MATTHEWS PHARMACY INC INVESTMENT RELATED: NO ADDRESS: 101 CANAL ST ELLENVILLE NY 12428 NATURE OF BUSINESS: MANAGE BUSINESS OPERATIONS FOR MATTHEWS PHARMACY, INC -- A RETAIL COMMUNITY PHARMACY. START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
  • S66 Uniform Combined State Law Examination
    2016-06-29
Other Names
  • Daniel Abercrombie
  • Daniel Paul Matthews

View on SEC IAPD

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