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Leon Chang Soo Kim

Diversify Advisory Services, LLC

Los Angeles, CA

South Jordan, UT

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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-25
CA RA APPROVED 2023-09-13
  • TX RA
    APPROVED_RES
    Since 2024-04-25
  • CA RA
    APPROVED
    Since 2023-09-13

Branch Locations

3731 Wilshire Blvd Suite 612, Los Angeles, CA 90010 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonemark Wealth Management Pasadena CA 01/2016 05/2019
Stonemark Wealth Management Pasadena CA 07/2017 05/2019
Klk Capital Management Irvine CA 05/2019 12/2021
Self Employed La Canada Flintridge CA 01/2022 Present
Previous Registrations
  • 2023-08-25 → 2024-01-02
    Dfpg Investments, Llc
    Los Angeles, CA
    Sandy, UT
  • 2019-05-29 → 2023-12-31
    Klk Capital Management Llc
    Los Angeles, CA
    La Canada Flintridge, CA
  • 2017-09-13 → 2019-05-29
    Stonemark Wealth Management
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-13
  • S65 Uniform Investment Adviser Law Examination
    2017-09-13
Other Names
  • Leon Kim

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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