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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-05-01
  • IN RA
    APPROVED
    Since 2023-05-01

Branch Locations

1750 Northwood Plaza Dr., Franklin, IN 46131 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services, Inc. Fort Worth TX 03/2016 03/2020
First Command Advisory Services, Inc. Fort Worth TX 03/2016 03/2020
First Command Insurance Services, Inc. Fort Worth TX 03/2016 03/2020
Mass Mutual Life Insurance Company Indianapolis IN 05/2020 05/2021
Mml Investors Services Indianapolis IN 06/2020 05/2021
Guardian Life Insurance Co Of America Indianapolis IN 05/2021 04/2023
Park Avenue Securities, Llc Indianapolis IN 06/2021 04/2023
Key Investment Services Llc Brooklyn OH 05/2023 Present
  • 03/2016 → 03/2020
    First Command Financial Services, Inc.
    Fort Worth, TX
  • 03/2016 → 03/2020
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 03/2016 → 03/2020
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 05/2020 → 05/2021
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 06/2020 → 05/2021
    Mml Investors Services
    Indianapolis, IN
  • 05/2021 → 04/2023
    Guardian Life Insurance Co Of America
    Indianapolis, IN
  • 06/2021 → 04/2023
    Indianapolis, IN
  • 05/2023 → Present
    Brooklyn, OH
Previous Registrations
Other Businesses

1) Independent Executor of Parents' Estate, Start date: 06/14/2018, Address: 2187 S Woodgrove Way, New Palestine, IN 46163, 0 total hours per month, Not investment related, No annual compensation, 2) Briarwood Trace HOA Board Member, Start date: 06/01/2017, Address: 2187 S Woodgrove Way, New Palestine, IN 46163, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-30
  • S66 Uniform Combined State Law Examination
    2016-04-30
Other Names
  • Mike Law

View on SEC IAPD

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