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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-01 |
Branch Locations
1750 Northwood Plaza Dr., Franklin, IN 46131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Services, Inc. | Fort Worth | TX | 03/2016 | 03/2020 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 03/2016 | 03/2020 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 03/2016 | 03/2020 |
| Mass Mutual Life Insurance Company | Indianapolis | IN | 05/2020 | 05/2021 |
| Mml Investors Services | Indianapolis | IN | 06/2020 | 05/2021 |
| Guardian Life Insurance Co Of America | Indianapolis | IN | 05/2021 | 04/2023 |
| Park Avenue Securities, Llc | Indianapolis | IN | 06/2021 | 04/2023 |
| Key Investment Services Llc | Brooklyn | OH | 05/2023 | Present |
1) Independent Executor of Parents' Estate, Start date: 06/14/2018, Address: 2187 S Woodgrove Way, New Palestine, IN 46163, 0 total hours per month, Not investment related, No annual compensation, 2) Briarwood Trace HOA Board Member, Start date: 06/01/2017, Address: 2187 S Woodgrove Way, New Palestine, IN 46163, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-30 |
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