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Alex Pols

Morgan Stanley

Huntsville, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-01-17
TX RA APPROVED 2020-01-17
  • AL RA
    APPROVED
    Since 2020-01-17
  • TX RA
    APPROVED
    Since 2020-01-17

Branch Locations

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntsville AL 01/2014 01/2020
Bank Of America, N.A. Huntsville AL 01/2014 01/2020
Morgan Stanley Smith Barney Llc Huntsville AL 01/2020 Present
Morgan Stanley Private Bank, N.A New York NY 03/2020 Present
  • 01/2014 → 01/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Huntsville, AL
  • 01/2014 → 01/2020
    Bank Of America, N.A.
    Huntsville, AL
  • 01/2020 → Present
    Morgan Stanley Smith Barney Llc
    Huntsville, AL
  • 03/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-05
S66 Uniform Combined State Law Examination 2005-02-22
  • S65 Uniform Investment Adviser Law Examination
    2014-02-05
  • S66 Uniform Combined State Law Examination
    2005-02-22
Other Names
  • Alexander Pols
  • Alex Pols
  • Alexander Wolff Pols

View on SEC IAPD

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