Jason Mathew Forstot

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial, Llc
  Boca Raton, FL
• 03/2016 → Present
  Gaines Financial Group, Inc. Dba Swan Wealth Management Group
  Boca Raton, FL

Previous Registrations

• 2016-04-14 → 2022-04-22
  Gaines Financial Group
  Boca Raton, FL
• 2009-02-09 → 2016-04-01
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL
  Palm Beach, FL
  Boca Raton, FL
• 2007-04-02 → 2009-01-20
  Morgan Stanley & Co. Llc
  W. Palm Beach, FL
• 2005-03-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Wst. Plm Bch, FL
  W. Palm Beach, FL

Other Businesses

1. 2/21/2017 - SWAN Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/18/2016 - 200 Hours Per Month/40 Hours During Securities Trading. 2. 7/24/2020 - The Pinnacle Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/20/2020 - 8 Hours Per Month/1 Hour During Securities Trading. 3. 04/19/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/08/2022 - 100 Hours Per Month/5 Hours During Securities Trading Time Spent 65% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-14

Other Names

• Jason M. Forstot