Robert H Gates

Current Employers

Gates Wealth Group

Green Island, NY • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-19
NY	RA	APPROVED	2022-07-05

TX RA
APPROVED_RES

Since 2022-07-19
NY RA
APPROVED

Since 2022-07-05

Branch Locations

Green Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	03/2016	07/2022
Northwestern Mutual Investment Services Llc	Latham	NY	07/2018	07/2022
Northwestern Mutual Wealth Management Company	Milwaukee	WI	02/2019	07/2022
Gates Wealth Group, Llc	Green Island	NY	05/2022	Present

03/2016 → 07/2022

Northwestern Mutual Life Insurance Company

Milwaukee, WI
07/2018 → 07/2022

Northwestern Mutual Investment Services Llc

Latham, NY
02/2019 → 07/2022

Northwestern Mutual Wealth Management Company

Milwaukee, WI
05/2022 → Present

Gates Wealth Group, Llc

Green Island, NY

Previous Registrations

2019-01-07 → 2022-07-05

Northwestern Mutual Investment Services, Llc

Albany, NY

Other Businesses

Robert "Bobby" Gates provides consulting for joint venture projects as an independent contractor. This activity takes 1 hour per day during trading hours, and is not securities related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-28

S66 Uniform Combined State Law Examination

2018-12-28

Designations

Other Names

Robert H Gates
Bobby Gates

View on SEC IAPD