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Des Moines, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2016-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Taber Asset Management, L.L.C. | Des Moines | IA | 06/2014 | 11/2020 |
| Foxdale Condominiums Owners Association | Urbandale | IA | 02/2011 | Present |
| Des Moines Public Schools | Des Moines | IA | 08/2014 | Present |
| Taber Asset Management, L.L.C. | Des Moines | IA | 11/2020 | Present |
| Des Moines Public Schools | Des Moines | IA | 11/2020 | Present |
Contractor for Foxdale Condominiums Owners Association, 2011,10111 Sutton Dr., Unit 13, Urbandale, IA 50322, not investment related, approx. 4 hours per month, not during trading hours. Scoreboard Operator for Des Moines Public Schools, 2014, 2100 Fleur Drive, Des Moines, IA 50321, not investment related, seasonal - when in season approx. 25 hours per month,not during trading hours. President and Director for Foxdale Condominiums Owners Association, 2017,10111 Sutton Dr., Unit 13, Urbandale, IA 50322, not investment related, approx. 5 hours per month, not during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-13 |
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