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Current Employers
Base Wealth Management

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-28
  • NC RA
    APPROVED
    Since 2026-08-28

Branch Locations

Sanford, NC • United States

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Jacksonville FL 01/2016 02/2021
New York Life Insurance Co. Jacksonville FL 03/2021 09/2024
Nylife Securities Llc Jacksonville FL 04/2021 09/2024
Eagle Strategies Llc Jacksonville FL 07/2021 09/2024
Fidelity Investments Jacksonville FL 01/2016 03/2021
Cjc Wealth Management Llc Olney MD 09/2024 08/2026
Base Wealth Management Lakewood Ranch FL 08/2026 Present
  • 01/2016 → 02/2021
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 03/2021 → 09/2024
    New York Life Insurance Co.
    Jacksonville, FL
  • 04/2021 → 09/2024
    Nylife Securities Llc
    Jacksonville, FL
  • 07/2021 → 09/2024
    Jacksonville, FL
  • 01/2016 → 03/2021
    Fidelity Investments
    Jacksonville, FL
  • 09/2024 → 08/2026
    Cjc Wealth Management Llc
    Olney, MD
  • 08/2026 → Present
    Lakewood Ranch, FL
Previous Registrations
Other Businesses

Chayne M Riggs is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of BWM are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. BWM addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. BWM periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. BWM will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctively tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by BWM's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies. This activity takes approximately 3 hours a week of his time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-31
S63 Uniform Securities Agent State Law Examination 2016-02-22
  • S66 Uniform Combined State Law Examination
    2019-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-02-22
Designations
Other Names
  • Chayne Michael Riggs

View on SEC IAPD

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