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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-06-26
TX RA APPROVED 2024-06-20
  • LA RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED
    Since 2024-06-20

Branch Locations

3200 Magazine Street, New Orleans, LA 70115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Metairie LA 01/2016 06/2024
Gulf Coast Bank & Trust Metairie LA 01/2016 Present
Arkadios Capital Atlanta GA 06/2024 Present
Arkadios Wealth Advisors Atlanta GA 06/2024 Present
  • 01/2016 → 06/2024
    Metairie, LA
  • 01/2016 → Present
    Gulf Coast Bank & Trust
    Metairie, LA
  • 06/2024 → Present
    Arkadios Capital
    Atlanta, GA
  • 06/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2016-03-22 → 2024-06-25
    Metairie, LA
    New Orleans, LA
    Hammond, LA
    Covington, LA
    New Orleans, LA
    New Orleans, LA
    Harvey, LA
    Baton Rouge, LA
    Terrytown, LA
    Kenner, LA
Other Businesses

1. Ash Brokerage / DBA / Insurance Services, Is Not Investment Related,"3200 Magazine Street, New Orleans, LA, 70115, Insurance services, Insurance Broker, 6/24/2024, 12 hours per month, 0 hours per month during trading hours, Commission Compensation, Ash Brokerage (DBA) Insurance Services offered at 12 hours per month. 2. Gulf Coast Wealth Management / DBA / New Orleans, LA through Arkadios Capital, Is Investment Related, 3200 Magazine Street, New Orleans, LA, 70115, Investment Advisory, Investment Advisor, 6/24/2024,160 hours per month, 40 hours per month during trading hours, Commission Compensation, Financial advisory and investment advisory services offered through Gulf Coast Wealth Management (DBA) accessed via Arkadios Capital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
  • S66 Uniform Combined State Law Examination
    2016-03-21
Other Names
  • David Pullen
  • David Gareth Pullen

View on SEC IAPD

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