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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-03 |
Branch Locations
201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States
Bala Cynwyd, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Radnor | PA | 05/2014 | Present |
| Mml Investors Services, Llc | Radnor | PA | 05/2016 | Present |
NAME: CHRISTINE M TOPPING. INV REL: Y ADD: 201 KING OF PRUSSIA ROAD SUITE 501 RADNOR, PA 19087 NATURE: NONMMLIA - INDIVIDUAL LIFE. POSITION: SALES. START DATE: JAN 2018. No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-08 |
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