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Thomas Harris Hawks

Flower City Capital LLC

Pittsford, NY

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Current Employers
Flower City Capital Llc

1 Fishers Rd Suite 220, Pittsford, NY 14534 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

1 Fishers Rd Suite 220, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lvw Advisors Pittsford NY 10/2011 03/2018
Flower City Capital Rochester NY 03/2018 Present
Flower City Capital Llc Rochester NY 03/2018 Present
  • 10/2011 → 03/2018
    Lvw Advisors
    Pittsford, NY
  • 03/2018 → Present
    Flower City Capital
    Rochester, NY
  • 03/2018 → Present
    Flower City Capital Llc
    Rochester, NY
Previous Registrations
  • 2009-02-17 → 2011-10-12
    Convergent Wealth Advisors, Llc
    Potomac, MD
Other Businesses

HAWKS, THOMAS HARRIS is a Manager of Allens Creek Partners, LP, a private fund.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2006-02-17
  • S65 Uniform Investment Adviser Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2006-02-17
Designations
Other Names
  • Thomas Harris Hawks Iii
  • Thomas Harris Hawks
  • Thomas Harris Hawks Iii

View on SEC IAPD

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Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

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