Thomas Parker Pratt

Current Employers

Collaborative Wealth

972 International Parkway, Lake Mary, FL 32746 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-03-23

FL RA
APPROVED

Since 2017-03-23

Branch Locations

6900 Tavistock Lakes Blvd Ste 400, Orlando, FL 32827 • United States

972 International Parkway, Lake Mary, FL 32746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services Inc.	St. Paul	MN	01/2016	01/2017
Evershore Financial Group	Orlando	FL	01/2016	Present
Diamond P Ranch	Kissimmee	FL	08/2004	Present
Lpl Financial Llc	Orlando	FL	03/2017	Present
Collaborative Wealth Management, Inc.	Orlando	FL	03/2017	Present

01/2016 → 01/2017

Securian Financial Services Inc.

St. Paul, MN
01/2016 → Present

Evershore Financial Group

Orlando, FL
08/2004 → Present

Diamond P Ranch

Kissimmee, FL
03/2017 → Present

Lpl Financial Llc

Orlando, FL
03/2017 → Present

Collaborative Wealth Management, Inc.

Orlando, FL

Previous Registrations

2016-04-12 → 2017-01-12

Securian Financial Services, Inc.

Maitland, FL

Other Businesses

1)03/16/17- COLLABORATIVE WEALTH- DBA for LPL Business (entity for LPL business)- Inv. Related- Orlando, FL- Start Date: 2/2/2016 - 160 Hrs/Mth - 8 Hrs During Trading -100% 2)03/16/17- DIAMOND P RANCH - FARM - Non-Inv. Related - Kissimmee, FL- start date 08/12/1994 - 10 Hrs/Mth - 0 Hrs During Trading -10%. (3)03/23/2017 -COLLABORATIVE WEALTH: DBA (Hybrid) Collaborative Wealth -Investment related - At reported location(s) - Registered Investment Advisor Hybrid - start 2/27/2017 - Hours per Month 160/ Hours during securities trading 8 - Time spent percent 100% - I provide investment advisory services through COLLABORATIVE WEALTH an independent investment advisor firm. I started this business activity on 3/23/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 4/27/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/22/2017 - 20 Hours Per Month During Securities Trading - Fixed insurance. (5) 6/10/2019 - Collaborative Wealth Lake Nona - Investment Related: Yes - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/22/2019 - 50 Hours Per Month/40 Hours During Securities Trading. 6) 08/01/2025 - Zoetis - Not Investment Related - Outside/W-2 Employment - Parsippany, NJ - Start Date:09/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.