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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-22 |
| VT | RA | APPROVED | 2024-07-30 |
| SC | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2022-09-27 |
Branch Locations
525 Titus Avenue Ms: Ny141, Irondequoit, NY 14617 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
2000 Monroe Avenue Ms: Nyr132, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2016 | 09/2022 |
| Citizens Securities, Inc. | Rochester | NY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-03 |
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