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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-23 |
| SD | RA | APPROVED | 2025-04-15 |
Branch Locations
Queen Creek, AZ • United States
1002 S Lawson St, Aberdeen, SD 57401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Aberdeen | SD | 01/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aberdeen | SD | 11/2016 | 04/2025 |
| Lpl Financial Llc | Aberdeen | SD | 06/2024 | 06/2024 |
| Wells Fargo Advisors Financial Network, Llc | Aberdeen | SD | 04/2025 | Present |
Holtey Financial, LLC; Investment related; Aberdeen, SD; 99% Owner; 04/11/2025; 160 Hours per month; 160 Hours During Trading Hours; Business Planning | Ellsbee Estates LLC; Investment Related; Aberdeen, SD; Real Estate Rental; 50% Owner; Start date 01/01/2012; 1 Hour per month, 0 hours during trading| Ellsbee Estates LLC; Investment Related; Aberdeen, SD; Senior housing ; 5% Owner; Start date 04/03/2015; 1 Hour per month, 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-13 |
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