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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-26 |
| WA | RA | APPROVED | 2023-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sc Financial Group, Llc | Bellevue | WA | 01/2016 | 05/2018 |
| Lpl Financial Llc | San Diego | CA | 03/2023 | Present |
| Sc Financial Group, Llc | Bellevue | WA | 05/2018 | Present |
1)03/2023 - SC Financial Group Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)03/2023 - Notary - State of Washington - Inv Rel - Start: 03/2023 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-04 |
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