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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-04-14
  • ID RA
    APPROVED
    Since 2026-04-14

Branch Locations

3251 E. Presidential Drive, Meridian, ID 83642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Roseville CA 02/2016 09/2020
Morgan Stanley Private Bank, N.A. New York NY 03/2016 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 09/2020 Present
Bank Of America N.A. Roseville CA 01/2021 Present
Washington Trust Bank Meridian ID 03/2026 Present
Cetera Investment Services Llc St Cloud MN 03/2026 Present
Cetera Investment Advisers Llc Meridian WA 03/2026 Present
  • 02/2016 → 09/2020
    Morgan Stanley Smith Barney Llc
    Roseville, CA
  • 03/2016 → 09/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2020 → Present
    Roseville, CA
  • 01/2021 → Present
    Bank Of America N.A.
    Roseville, CA
  • 03/2026 → Present
    Washington Trust Bank
    Meridian, ID
  • 03/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2026 → Present
    Meridian, WA
Previous Registrations
Other Businesses

BOARDMEMBER AT HARRY ERMOIAN FOUNDATION; PROVIDE ADVICE ON CHARITY SELECTION; 1 HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-22
  • S66 Uniform Combined State Law Examination
    2016-04-22

View on SEC IAPD

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