Emily Harris

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-02-08

IL RA
APPROVED

Since 2024-02-08

Branch Locations

Chicago, IL • United States

4809 North Ravenswood Suite 417, Chicago, IL 60640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uber	Lexington	KY	02/2016	12/2019
Foresters Financial	Lexington	KY	05/2016	12/2016
Foresters Financial Services	Lexington	KY	12/2016	04/2017
Lyft	Lexington	KY	04/2017	12/2019
Allstate Financial Services	Lexington	KY	04/2017	04/2019
Netgain Technologies	Lexington	KY	03/2018	05/2019
Foresters Financial	Lexington	KY	05/2019	06/2019
Cetera Investment Services Llc	St Cloud	MN	06/2019	01/2024
Cetera Investment Advisers Llc	Lexington	KY	08/2020	01/2024
Krebs Financial Management	Chicago	IL	02/2024	Present
Cetera Financial Specialists Llc	Schaumburg	IL	02/2024	Present
Cetera Investment Advisers Llc	Lexington	KY	02/2024	Present

02/2016 → 12/2019

Uber

Lexington, KY
05/2016 → 12/2016

Foresters Financial

Lexington, KY
12/2016 → 04/2017

Foresters Financial Services

Lexington, KY
04/2017 → 12/2019

Lyft

Lexington, KY
04/2017 → 04/2019

Allstate Financial Services

Lexington, KY
03/2018 → 05/2019

Netgain Technologies

Lexington, KY
05/2019 → 06/2019

Foresters Financial

Lexington, KY
06/2019 → 01/2024

Cetera Investment Services Llc

St Cloud, MN
08/2020 → 01/2024

Cetera Investment Advisers Llc

Lexington, KY
02/2024 → Present

Krebs Financial Management

Chicago, IL
02/2024 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
02/2024 → Present

Cetera Investment Advisers Llc

Lexington, KY

Previous Registrations

2020-08-03 → 2024-01-26

Cetera Investment Advisers Llc

Lexington, KY

Other Businesses

1) KREBS FINANCIAL MANAGEMENT; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT; REGISTERED REPRESENTATIVE; SINCE 2/5/2026; HRS 40/WEEK 2) NAME OF OTHER BUSINESS: USER INTERVIEWS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: USER EXPERIENCE RESEARCH; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: PARTICIPANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENGAGE IN RESEARCH OF USER EXPERIENCE; 3) NAME OF OTHER BUSINESS: PROFESSIONAL WOMEN'S CLUB OF CHICAGO; INVESTMENT RELATED: NO; ADDRESS: 7061 W NORTH AVE, #272, OAK PARK, IL 60302; NATURE OF BUSINESS: BOARD; START DATE: 9/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP BALANCE BUDGET AND KEEP THE ORGANIZATION ON TRACK FISCALLY; 4) NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 3748 N Troy St CHICAGO, IL 60618; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BUILDING OWNER AND LANDLORD;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-07-10
S63	Uniform Securities Agent State Law Examination	2016-06-30

S65 Uniform Investment Adviser Law Examination

2020-07-10
S63 Uniform Securities Agent State Law Examination

2016-06-30

Other Names

Emily Christine Harris

View on SEC IAPD