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Anthony Joaquin Gomez

Sax Wealth Advisors, LLC

East Hanover, NJ

Parsippany, NJ

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Current Employers
Sax Wealth Advisors, Llc

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-30
  • NJ RA
    APPROVED
    Since 2026-03-30

Branch Locations

East Hanover, NJ • United States

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker-Dealer, Inc. Florham Park NJ 12/2015 01/2020
Adp Llc Florham Park NJ 12/2015 01/2020
Principal Securities Inc East Hanover NJ 01/2020 01/2026
Principal Life Insurance Company East Hanover NJ 01/2020 01/2026
Sax Wealth Advisors, Llc Parsippany NJ 01/2026 Present
  • 12/2015 → 01/2020
    Adp Broker-Dealer, Inc.
    Florham Park, NJ
  • 12/2015 → 01/2020
    Adp Llc
    Florham Park, NJ
  • 01/2020 → 01/2026
    Principal Securities Inc
    East Hanover, NJ
  • 01/2020 → 01/2026
    Principal Life Insurance Company
    East Hanover, NJ
  • 01/2026 → Present
    Sax Wealth Advisors, Llc
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-25
S63 Uniform Securities Agent State Law Examination 2016-02-03
  • S65 Uniform Investment Adviser Law Examination
    2026-03-25
  • S63 Uniform Securities Agent State Law Examination
    2016-02-03

View on SEC IAPD

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