Spencer John Von Rueden

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-02-04

WI RA
APPROVED

Since 2021-02-04

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Full-Time Education (University Of Wisconsin - Madison)	Madison	WI	08/2014	05/2018
Triumph Wealth Management	Madison	WI	05/2017	08/2017
Crandall's Peruvian Bistro	Madison	WI	08/2017	05/2018
Empowered Financial Management	Middleton	WI	06/2018	03/2019
Trinity Financial Planning	Middleton	WI	05/2019	09/2019
Ubs Financial Services Inc.	Brookfield	WI	01/2020	Present
Unemployed	Verona	WI	04/2019	04/2019
Unemployed	Verona	WI	10/2019	12/2019

08/2014 → 05/2018

Full-Time Education (University Of Wisconsin - Madison)

Madison, WI
05/2017 → 08/2017

Triumph Wealth Management

Madison, WI
08/2017 → 05/2018

Crandall's Peruvian Bistro

Madison, WI
06/2018 → 03/2019

Empowered Financial Management

Middleton, WI
05/2019 → 09/2019

Trinity Financial Planning

Middleton, WI
01/2020 → Present

Ubs Financial Services Inc.

Brookfield, WI
04/2019 → 04/2019

Unemployed

Verona, WI
10/2019 → 12/2019

Unemployed

Verona, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-03

S66 Uniform Combined State Law Examination

2021-02-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Reviews