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Kristopher Oscar Frank

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-28
CT RA APPROVED 2022-04-11
  • TX RA
    APPROVED_RES
    Since 2022-04-28
  • CT RA
    APPROVED
    Since 2022-04-11

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 06/2017 08/2018
Eaton Vance Distributors, Inc. Boston MA 06/2017 03/2022
Fidelity Investments Merrimack NH 07/2016 06/2017
Endicott College Beverly MA 08/2014 05/2017
Endicott College Beverly MA 09/2014 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/2022 Present
Bank Of America, N.A. Boston MA 04/2022 Present
  • 06/2017 → 08/2018
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 06/2017 → 03/2022
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 07/2016 → 06/2017
    Fidelity Investments
    Merrimack, NH
  • 08/2014 → 05/2017
    Endicott College
    Beverly, MA
  • 09/2014 → 05/2017
    Endicott College
    Beverly, MA
  • 03/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 04/2022 → Present
    Bank Of America, N.A.
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-16
  • S66 Uniform Combined State Law Examination
    2018-08-16

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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