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Katie Alanna Soule

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-11
CT RA APPROVED 2016-03-21
  • TX RA
    APPROVED
    Since 2016-04-11
  • CT RA
    APPROVED
    Since 2016-03-21

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 12/2015 Present
Bank Of America, N.A. Burlington MA 03/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-18
  • S66 Uniform Combined State Law Examination
    2016-03-18
Other Names
  • Katie Alanna Carpenter
  • Katie A Soule

View on SEC IAPD

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