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Current Employers
Rf&L Wealth Management, Llc

525 Massachusetts Avenue Suite 205, Acton, MA 01720 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-29
MA RA APPROVED 2016-01-11
CA RA APPROVED 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2018-08-29
  • MA RA
    APPROVED
    Since 2016-01-11
  • CA RA
    APPROVED
    Since 2016-01-04

Branch Locations

525 Massachusetts Avenue Suite 205, Acton, MA 01720 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rf&L Wealth Management, Llc Acton MA 07/2015 Present
Other Businesses

BREAKING EIGHTY, LLC, 3 SANDALWOOD ROAD, ACTON, MA 01720. NATURE OF THE BUSINESS IS INVESTMENT RELATED, SUCH AS INVESTMENTS IN REAL ESTATE, EQUITIES AND OTHER SECURITIES. MR. ANDREW HASS IS A PARTNER OF THE ENTITY WHICH WAS FORMED IN MAY OF 2010. APPROXIMATE HOURS DEVOTED TO THE BUSINESS IS ONE HOUR PER MONTH, SOME OF WHICH OCCUR DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-11
  • S65 Uniform Investment Adviser Law Examination
    2015-11-11
Other Names
  • Andrew W Hass

View on SEC IAPD

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