Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Basking Ridge NJ 11/2015 11/2024
Prudential Insurance Company Of America Basking Ridge NJ 02/2016 Present
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 2026-04-22 - Long Term Care Plans Direct - Non-Variable Insurance - Y - 10 - 10 - at reported business location(s) - 2026-04-13 - For the solicitation of Long term care Insurance through outside carriers through which I will be directly appointed and paid, as well as outbrokerage carriers that are part of LPL and Prudential sponsored outbrokerage. I will be adding additional carrier direct appointments as needed. 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 3) 2024-08-15 - Martin Insurance - Non-Variable Insurance - N - 1 - 0 - at reported business location(s) - 2024-08-14 - I sell Medicare supplements as referals only. I do not solicate, advertise or promote. I get paid directly from the carrier. Martin serves as the conduent to the carrier and a place to hold my health license. I only sell Medicare supplements and only use Aetna as the carrier.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-29
S63 Uniform Securities Agent State Law Examination 2016-02-03
  • S65 Uniform Investment Adviser Law Examination
    2021-05-29
  • S63 Uniform Securities Agent State Law Examination
    2016-02-03

View on SEC IAPD

More in Bedminster, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor