Kristopher M Partridge

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-14

TX RA
APPROVED

Since 2024-02-14

Branch Locations

2005 Taylor St, Houston, TX 77007 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Spanish Fort	AL	12/2015	11/2016
Wells Fargo Clearing Services, Llc	Spanish Fort	AL	11/2016	01/2020
Wells Fargo Clearing Services, Llc	Birmingham	AL	06/2022	Present
Wells Fargo Bank	Daphne	AL	01/2020	06/2022

12/2015 → 11/2016

Wells Fargo Advisors, Llc.

Spanish Fort, AL
11/2016 → 01/2020

Wells Fargo Clearing Services, Llc

Spanish Fort, AL
06/2022 → Present

Wells Fargo Clearing Services, Llc

Birmingham, AL
01/2020 → 06/2022

Wells Fargo Bank

Daphne, AL

Previous Registrations

2016-03-16 → 2020-01-13

Wells Fargo Clearing Services, Llc

Mobile, AL

Spanish Fort, AL

Daphne, AL

Birmingham, AL

Spanish Fort, AL

Birmingham, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-07
S63	Uniform Securities Agent State Law Examination	2022-09-12

S65 Uniform Investment Adviser Law Examination

2024-01-07
S63 Uniform Securities Agent State Law Examination

2022-09-12

Other Names

Kristopher Partridge
Kristopher Michael Partridge

View on SEC IAPD