David Chang

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-25

CA RA
APPROVED

Since 2017-03-25

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Oakland	CA	02/2009	03/2017
Massmutual Life Insurance Co	Pleasanton	CA	07/2016	Present
Mml Investors Services, Llc	Pleasanton	CA	03/2017	Present

02/2009 → 03/2017

Metlife Securities Inc

Oakland, CA
07/2016 → Present

Massmutual Life Insurance Co

Pleasanton, CA
03/2017 → Present

Mml Investors Services, Llc

Pleasanton, CA

Previous Registrations

2009-04-21 → 2017-03-25

Msi Financial Services, Inc.

Walnut Creek, CA

Pleasanton, CA

San Jose, CA

Walnut Creek, CA

San Ramon, CA
2008-08-01 → 2008-12-19

Nationwide Securities, Llc

Walnut Creek, CA
2008-07-18 → 2008-08-01

1717 Capital Management Company

Walnut Creek, CA
2006-11-13 → 2008-02-27

Msi Financial Services, Inc.

Walnut Creek, CA

Oakland, CA

Other Businesses

NAME: DAVID CHANG INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 2/1995 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-30
S63	Uniform Securities Agent State Law Examination	2004-12-06

S65 Uniform Investment Adviser Law Examination

2006-05-30
S63 Uniform Securities Agent State Law Examination

2004-12-06

Other Names

David Tzer-Woei Chang
David Chang

View on SEC IAPD