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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-22
  • NC RA
    APPROVED
    Since 2017-08-22

Branch Locations

249 Fifth Avenue Floor 29, Pittsburgh, PA 15222 • United States

Franklin, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 11/2014 07/2017
Pnc Investments Charlotte NC 08/2017 08/2018
Pnc Investments Charlotte NC 09/2018 08/2021
Pnc Investments Charlotte NC 08/2021 Present
  • 11/2014 → 07/2017
    Fidelity Brokerage Services Llc
    Durham, NC
  • 08/2017 → 08/2018
    Pnc Investments
    Charlotte, NC
  • 09/2018 → 08/2021
    Pnc Investments
    Charlotte, NC
  • 08/2021 → Present
    Pnc Investments
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-08
  • S66 Uniform Combined State Law Examination
    2016-02-08
Other Names
  • Katherine Elizabeth Palmer
  • Kate Palmer
  • Kate Gordon

View on SEC IAPD

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