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Jessica Favatella

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-09
NC RA APPROVED 2022-11-03
  • TX RA
    APPROVED_RES
    Since 2022-11-09
  • NC RA
    APPROVED
    Since 2022-11-03

Branch Locations

Charlotte, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caprice Bistro Wilmington NC 09/2015 09/2021
Capital Investment Companies Wilmington NC 11/2015 08/2019
Dustin Kern, Cpa, Pc Wilmington NC 03/2018 06/2019
Capital Investment Group, Inc. Raleigh NC 08/2019 09/2021
Capital Investment Advisory Services, Llc Raleigh NC 08/2019 09/2021
Robinhood Financial, Llc Charlotte NC 10/2021 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-16
  • S66 Uniform Combined State Law Examination
    2019-08-16
Other Names
  • Jessica Ann Favatella

View on SEC IAPD

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