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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-09-01 |
Branch Locations
158 Valley St Nw, Abingdon, VA 24210 • United States
612 Trent Street Ne, Norton, VA 24273 • United States
618 Trent St Ne, Norton, VA 24273 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2018 | 09/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2019 | 09/2022 |
| Virginia Tech | Blacksburg | VA | 08/2016 | 05/2017 |
| First Bank And Trust | Bristol | VA | 05/2017 | 08/2017 |
| Virginia Tech | Blacksburg | VA | 08/2017 | 05/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2019 | 09/2022 |
| Lpl Financial Llc | Abingdon | VA | 09/2022 | Present |
1)8/2022- Baker Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- Abingdon, VA 2) 8/2022- Baker Financial Services- Non-Variable Insurance- Agent selling Life Insurance, fixed annuities, Long Term Disability- inv. related- Abingdon, VA- start dat 8/2022- 10hrs/mth 3) 8/2022- John Roberts- notary- inv. related- Abingdon, VA- start dat 5/2022- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-12 |
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