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Austin Bazard

Strategic Advisers LLC

Katy, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 12/2015 06/2017
Jpmorgan Chase Bank Na Houston TX 06/2017 03/2022
Jpmorgan Securities Llc Houston TX 06/2017 03/2022
Fidelity Investments Katy TX 03/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2015 → 06/2017
    Invesco Distributors, Inc.
    Houston, TX
  • 06/2017 → 03/2022
    Jpmorgan Chase Bank Na
    Houston, TX
  • 06/2017 → 03/2022
    Jpmorgan Securities Llc
    Houston, TX
  • 03/2022 → Present
    Fidelity Investments
    Katy, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2025-01-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Katy, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-10
S63 Uniform Securities Agent State Law Examination 2017-10-11
  • S66 Uniform Combined State Law Examination
    2025-01-10
  • S63 Uniform Securities Agent State Law Examination
    2017-10-11
Other Names
  • Austin Archibald Bazard

View on SEC IAPD

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