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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-12 |
Branch Locations
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Goodyear | AZ | 12/2013 | 12/2021 |
| Wells Fargo Advisors, Llc | Goodyear | AZ | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Goodyear | AZ | 11/2016 | 12/2021 |
| Fisher Investments | Plano | TX | 01/2022 | Present |
the name of the other business; Valle Mobile Notary Services whether the business is investment-related; No the address of the other business; Mckinney, TX the nature of the other business; Notary Services your position; Mobile Notary title, or relationship with the other business; Notary the start date of your relationship; 1/7/22 the approximate number of hours/month you devote to the other business; 1-5 hours the number of hours you devote to the other business during securities trading hours; and briefly describe your duties relating to the other business; 0 hours. General Notary Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-17 |
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