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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-03-10 |
Branch Locations
5600 W Broadway Ave, Crystal, MN 55428 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Minneapolis | MN | 07/2003 | Present |
| Wells Fargo Advisors, Llc | Minneapolis | MN | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | Present |
RYAN GOLDEN, MUSICIAN; NOT INV RELATED; MINNEAPOLIS, MN; SOLE PROPRIETOR; START 1/1/2002; 40 HOURS PER MONTH, 0 DURING TRADING; PERFORMING MUSIC WITH CLARINETS, FLUTES OR SAXOPHONES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-17 |
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