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Emma Nicole Sarnese

Osaic Wealth, Inc.

Pittsburgh, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-11
  • PA RA
    APPROVED
    Since 2024-11-11

Branch Locations

381 Mansfield Avenue Suite 300, Pittsburgh, PA 15220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2016 01/2017
Northwestern Mutual Investment Services Llc Pittsburgh PA 06/2017 03/2019
Christopher Pfanstiel Pittsburgh PA 01/2017 Present
South Hills Community Baptist Church Upper St Clair PA 07/2011 12/2021
Hornor Townsend & Kent Llc Horsham PA 05/2019 11/2024
Osaic Wealth Inc Pittsburgh PA 11/2024 Present
  • 08/2016 → 01/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 03/2019
    Northwestern Mutual Investment Services Llc
    Pittsburgh, PA
  • 01/2017 → Present
    Christopher Pfanstiel
    Pittsburgh, PA
  • 07/2011 → 12/2021
    South Hills Community Baptist Church
    Upper St Clair, PA
  • 05/2019 → 11/2024
    Horsham, PA
  • 11/2024 → Present
    Pittsburgh, PA
Previous Registrations
Other Businesses

AXIAS WEALTH ADVISORS POSITION: Director of Investment Services NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 185 SECURITIES TRADING HOURS: 185 START DATE: 03/25/2019 ADDRESS: 381 Mansfield Ave, Suite 300, Pittsburgh PA 15220 DESCRIPTION: Opening client accounts Asset movement Trading Rollover calls Any operational task related to the opening and maintenance of investment accounts

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-05
S63 Uniform Securities Agent State Law Examination 2018-03-05
  • S65 Uniform Investment Adviser Law Examination
    2020-11-05
  • S63 Uniform Securities Agent State Law Examination
    2018-03-05
Designations
Other Names
  • Emma Gray

View on SEC IAPD

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